Attorney Adam S Tracy (Adam Tracy)— Tracy Law Firm

General Counsel & Managing Partner

The Tracy Firm, Ltd. founder, securities attorney Adam S. Tracy, J.D., M.B.A. has a strong background in criminal, business and copyright laws and an extensive knowledge in the area of securities law. A former competitive rugby player and serial entrepreneur, Adam Tracy is an experienced attorney and capital markets consultant, with a wealth of experience on both sides of the table. He has advised many companies with regards to legal, compliance and capital markets matters.

His specific areas of competence include:

  • Corporate governance, general corporate and securities law, including Sarbanes-Oxley; SEC and public-company financial reporting;
  • Strategic legal and business planning, including mergers, reverse mergers, initial public offerings, acquisitions, divestitures, bankruptcies, securities, capital transactions and strategic investments;
  • Corporate, partnership, individual and property tax return preparation and tax resolution, including audit defense, lien/garnishment removal and criminal/civil tax trial representation, providing services as The Entrepreneur’s Accelerator;
  • Merger and acquisition advisory and due diligence, including buy-side transactions, recapitalizations, business valuations, review of strategic alternatives; tax advantaged structures and bankruptcy/insolvency situations;
  • Complex corporate bankruptcy and restructuring transactions, including public company reorganizations, and
  • Capital formation; investor presentation and pitch development; network of over 100 investment banks, hedge funds and PIPE funds


  • Supreme Court of Illinois
  • United States Tax Court
  • United States District Court for the Northern District of Illinois
  • United States District Court for the Central District of Illinois
  • United States District Court for the Southern District of Illinois
  • United States District Court for the Eastern District of Michigan
  • FINRA Series 7 & 63


  • DePaul College of Law, J.D.
  • DePaul Kellstadt Graduate School of Business, M.B.A
  • University of Notre Dame, B.S., Finance
  • University of Notre Dame, B.A., Computer Applications

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Adam Tracy Risk Management & Consultant Wheaton

Adam Tracy brings over twenty years experience as a growth hacker, risk management attorney, startup consultant and dealmaker.